Roger Marshall Stock Trades

Of the 167 disclosed securities transactions on record for Senator Roger Marshall, 156 carry the "dependent child" attribution code. Nine are coded to Marshall himself, one to a spouse, and one is joint. That distribution is the single most important fact for reading this disclosure history: the overwhelming majority of the buying and selling captured here is attributed to a dependent child rather than coded as activity by Marshall himself. The disclosures remain associated with the member, while the attribution fields distinguish self, spouse, joint, and dependent-child transactions.

The pace of that activity has also changed sharply over time. Of the 167 total transactions, 102 fall in 2017 alone, followed by 20 in 2018, 17 in 2019, and 27 in 2020. The record shows no transactions dated in 2021 or 2022, and only a single transaction in 2023: a partial sale dated August 29 and disclosed on September 6, 2023. In other words, four years of dense transaction activity gave way to nearly total quiet. The dependent-child-attributed transactions that generated the bulk of the disclosures end with transaction dates in 2020, while the isolated 2023 sale is attributed to Marshall's spouse.

A Burst of Short-Dated Trades, Then a Shift in Names

The 2017 activity has a distinctive shape. In October 2017 alone, the disclosures show dependent-child-attributed activity moving through a cluster of less frequently disclosed names: the filing records or comments show purchase and sale activity involving TransEnterix, Neothetics, Pareteum, Atossa Genetics, Dextera Surgical, and Bon-Ton Stores, with several explicit filing comments noting that one side of a trade "did not meet reporting threshold." These entries share an August 6, 2018 disclosure date in the database and appear in a single linked filing (disclosure filing). By 2019 and 2020, the dependent-child-attributed transactions featured Apple, Microsoft, Netflix, Roku, Amazon, and Alibaba in similarly paired purchase-and-sale patterns. Many of the 2020 transaction rows also include the filing text "Mutual Funds > Scottrade" in their security descriptions, documenting the brokerage label attached to those entries.

Tesla is the most frequently disclosed name in the full record, appearing in 10 transactions, 5 purchases and 5 sales, with its most recent appearance on November 7, 2018. Apple, Microsoft, Netflix, and Roku each appear in 6 transactions, evenly split between purchases and sales in every case. Apple’s latest transaction date is December 6, 2019; Netflix’s is October 31, 2019; and Microsoft and Roku both last appear on September 15, 2020. Snap appears 5 times, with 3 purchases and 2 sales, while AMD, Amazon, Alibaba, Chipotle, Gilead Sciences, Lululemon, and YETI Holdings each appear 4 times. Across these frequently disclosed names, the purchase and sale counts are generally equal or close to equal, showing repeated activity on both sides of the transaction record.

By sector, the largest single bucket in the transaction data is labeled Unknown, accounting for 75 of the 167 transactions. That is the classification supplied for rows without a resolved sector; many also lack a matched company or ticker, although Sony Corporation carries a ticker while still lacking a company and sector match in the supplied data. Yield10 Bioscience and several 2017 names also fall within this unclassified portion of the record. Among transactions with a supplied sector, Consumer Discretionary leads with 32, followed by Information Technology with 25 and Communication Services with 22. Consumer Staples and Health Care each account for 5, and Energy for 3. Information Technology entries include Intel, Micron, NVIDIA, Celestica, and Microsoft, while Communication Services entries include Netflix, Roku, Disney, and Snap. The Health Care transactions center largely on Gilead Sciences, a biopharmaceutical company whose supplied description covers HIV, hepatitis, and cancer therapies. The Energy transactions consist of a single Chevron purchase and two Recon Technology transactions; Recon is described as a Beijing-based provider of equipment, software, and services to petroleum-industry companies in China.

The nine transactions attributed directly to Marshall are far fewer and include activity distinct from the dependent-child-attributed public-company trades. A $100,001 to $250,000 purchase of Ionics Life Sciences on October 1, 2018, is attributed to Marshall himself (disclosure filing). The record also contains two purchases of iSelect Fund B St. Louis, Inc. dated September 9, 2018, each in the $1,001 to $15,000 range: one is attributed to Marshall and the other to a dependent child. The most recent transaction in the entire record, dated August 29, 2023, is a partial sale in the $100,001 to $250,000 range of shares in Farmers Enterprises, Inc., attributed to Marshall's spouse (disclosure filing). The filing describes Farmers Enterprises as a bank in Great Bend, Kansas, and the transaction data supplies no ticker. It stands apart as the only transaction dated after 2020 and the sole spouse-attributed transaction in the record.

There is no Quantellect Score published for Roger Marshall in the supplied record. The latest published score date is August 21, 2026, but no score row exists for Marshall at that date. Consequently, the data supplies no score, tier, formula version, coverage state, cohort rank, or cohort size for him. His disclosed transaction history still spans January 3, 2017, through August 29, 2023; the absence of a score should be presented simply as the absence of a published score row, not as placement in a particular tier.

Disclosure and attribution notes

Members of Congress and their spouses and dependent children are required to disclose securities transactions above certain thresholds under the Stop Trading on Congressional Knowledge (STOCK) Act of 2012, with Senate filings governed by the Senate Select Committee on Ethics financial disclosure rules. A transaction filed under a member's name may reflect a decision made by the member, a spouse, a dependent child, or a trust or advisor acting on their behalf, and this profile attributes each transaction according to the code disclosed in the underlying filing. Dollar amounts reflect the disclosed range, not an exact transaction value. This profile is generated from disclosed transaction data for informational purposes only and does not constitute investment advice or an assessment of any individual's conduct.