| N— NORTHERN INTERMED TAX EXEMPT (FUND) | 97 | Buy | Spouse | $100K - $250K | 11 FEB 2026 | 10 MAR 2026 +27d delay | — | |
| | 5 | Sell | Joint | $50K - $100K | 11 FEB 2026 | 9 MAR 2026 +26d delay | — | |
| A— Axiom Quant Inc. (dba Axiom Math) [OI] | 64 | Buy | Self | $15K - $50K | 11 FEB 2026 | 2 MAR 2026 +19d delay | — | |
| | 97 | Buy | Spouse | $1K - $15K | 11 FEB 2026 | 10 MAR 2026 +27d delay | -7.6% | |
| N— NORTHERN INTERMED TAX EXEMPT (FUND) | 97 | Buy | Spouse | $100K - $250K | 11 FEB 2026 | 10 MAR 2026 +27d delay | — | |
| | 97 | Buy | Spouse | $1K - $15K | 11 FEB 2026 | 10 MAR 2026 +27d delay | — | |
| N— NORTHERN INTERMED TAX EXEMPT (FUND) | 97 | Buy | Spouse | $250K - $500K | 11 FEB 2026 | 10 MAR 2026 +27d delay | — | |
| | 8 | Sell | Child | $1K - $15K | 11 FEB 2026 | 10 MAR 2026 +27d delay | +20.4% | |
|  Take-Two Interactive Software Inc | 5 | Sell | Joint | $50K - $100K | 11 FEB 2026 | 9 MAR 2026 +26d delay | +14.2% | |
| | 99 | Buy | Self | $15K - $50K | 11 FEB 2026 | 20 FEB 2026 +9d delay | -33.3% | |
| N— NORTHERN TAX-ADVGT ULTRA-SHRT FIXED (INC) | 97 | Buy | Spouse | $250K - $500K | 11 FEB 2026 | 10 MAR 2026 +27d delay | — | |
| G— GS Managed Structured Note Strategy S&P 500 Linked Note | 3 | Buy | Spouse | $100K - $250K | 11 FEB 2026 | 4 MAR 2026 +21d delay | — | |
| | — | Buy | Spouse | $15K - $50K | 11 FEB 2026 | 13 MAR 2026 +30d delay | — | |
| N— NORTHERN TAX-ADVGT ULTRA-SHRT FIXED (INC) | 97 | Buy | Spouse | $250K - $500K | 11 FEB 2026 | 10 MAR 2026 +27d delay | — | |
|  Tenet Healthcare Corporation | 30 | Sell | Spouse | $1K - $15K | 11 FEB 2026 | 12 MAR 2026 +29d delay | +20.1% | |
| | — | Buy | Spouse | $1K - $15K | 11 FEB 2026 | 13 MAR 2026 +30d delay | — | |
| P— PENNSYLVANIA ST HIGHER EDL REV Rate/Coupon: 4% Matures: 06/15/2031 | 3 | Buy | Spouse | $1M - $5M | 11 FEB 2026 | 4 MAR 2026 +21d delay | — | |
| N— NORTHERN TAX-ADVGT ULTRA-SHRT FIXED (INC) | 97 | Buy | Spouse | $250K - $500K | 11 FEB 2026 | 10 MAR 2026 +27d delay | — | |
| N— NORTHERN INTERMED TAX EXEMPT (FUND) | 97 | Buy | Spouse | $50K - $100K | 11 FEB 2026 | 10 MAR 2026 +27d delay | — | |
| | 97 | Sell | Spouse | $1K - $15K | 11 FEB 2026 | 10 MAR 2026 +27d delay | -10.3% | |
| N— NORTHERN TAX-ADVGT ULTRA-SHRT FIXED (INC) | 97 | Buy | Spouse | $500K - $1M | 11 FEB 2026 | 10 MAR 2026 +27d delay | — | |
| | 30 | Sell | Spouse | $1K - $15K | 11 FEB 2026 | 12 MAR 2026 +29d delay | +27.9% | |
| N— NORTHERN INTERMED TAX EXEMPT (FUND) | 97 | Buy | Spouse | $500K - $1M | 11 FEB 2026 | 10 MAR 2026 +27d delay | — | |
|  Jones Lang LaSalle Incorporated | 8 | Sell | Child | $15K - $50K | 11 FEB 2026 | 10 MAR 2026 +27d delay | +29.6% | |
| N— NORTHERN TAX-ADVGT ULTRA-SHRT FIXED (INC) | 97 | Buy | Spouse | $1M+ | 11 FEB 2026 | 10 MAR 2026 +27d delay | — | |