| | — | Buy | Joint | $100K - $250K | 29 DEC 2025 | 16 JAN 2026 +18d delay | +10.7% | |
| | — | Buy | Joint | $100K - $250K | 29 DEC 2025 | 16 JAN 2026 +18d delay | +12.5% | |
| | — | Sell | Self | $15K - $50K | 29 DEC 2025 | 26 JAN 2026 +28d delay | +26.9% | |
| | — | Buy | Joint | $15K - $50K | 29 DEC 2025 | 16 JAN 2026 +18d delay | -2.1% | |
|  Capital One Financial Corporation | — | Buy | Joint | $50K - $100K | 29 DEC 2025 | 16 JAN 2026 +18d delay | -11.3% | |
| | — | Buy | Joint | $15K - $50K | 29 DEC 2025 | 16 JAN 2026 +18d delay | -46.7% | |
| | — | Buy | Spouse | $100K - $250K | 29 DEC 2025 | 19 JAN 2026 +21d delay | — | |
| P— Prudential RILA - 10% Buffer 3-year S&P 500 Index [VA] | 95 | Buy | Self | $5M - $25M | 29 DEC 2025 | 31 DEC 2025 +2d delay | — | |
| P— Prudential RILA - 10% Buffer 6-year Alliance Bernstein 500 Plus Index with participation rate [VA] | 95 | Buy | Self | $5M - $25M | 29 DEC 2025 | 30 DEC 2025 +1d delay | — | |
|  Sony Financial Group Inc. | — | Buy | Self | $1K - $15K | 26 DEC 2025 | 15 MAY 2026 +140d delay | -2.9% | |
| SKRE SPDR S&P Regional Banking ETF | 44 | Sell | Joint | $1K - $15K | 26 DEC 2025 | 13 JAN 2026 +18d delay | +12.4% | |
| C— COATUE INNOVATION FUND [HN] | 91 | Buy | Spouse | $250K - $500K | 26 DEC 2025 | 5 FEB 2026 +41d delay | — | |
| | 94 | Sell | Self | $1K - $15K | 26 DEC 2025 | 16 JAN 2026 +21d delay | -29.2% | |
| | 94 | Sell | Self | $15K - $50K | 26 DEC 2025 | 16 JAN 2026 +21d delay | -29.2% | |
| | 94 | Buy | Self | $50K - $100K | 26 DEC 2025 | 16 JAN 2026 +21d delay | +10.7% | |
| S— SL PARTNERS VII (ICAPITAL), L.P. FUND [HN] | 91 | Buy | Spouse | $50K - $100K | 26 DEC 2025 | 5 FEB 2026 +41d delay | — | |
|  Opendoor Technologies Inc | 94 | Sell | Self | $1K - $15K | 26 DEC 2025 | 16 JAN 2026 +21d delay | -40.1% | |
| | 94 | Sell | Self | $50K - $100K | 26 DEC 2025 | 16 JAN 2026 +21d delay | +4.7% | |
| | — | Buy | Self | $1K - $15K | 26 DEC 2025 | 20 JAN 2026 +25d delay | — | |
| | — | Sell | Spouse | $100K - $250K | 26 DEC 2025 | 19 JAN 2026 +24d delay | — | |
|  Mitsubishi Heavy Industries Ltd. | 84 | Sell | Self | $1K - $15K | 26 DEC 2025 | 12 JAN 2026 +17d delay | +6.7% | |
| PPIMCO Canadian Core Bond Fund | 97 | Buy | Spouse | Unknown | 26 DEC 2025 | 15 JAN 2026 +20d delay | — | |
| | 97 | Buy | Spouse | $50K - $100K | 26 DEC 2025 | 15 JAN 2026 +20d delay | — | |
| IIJR iShares Core S&P Small-Cap ETF | 44 | Buy | Joint | $1K - $15K | 26 DEC 2025 | 13 JAN 2026 +18d delay | +19.3% | |
| | 97 | Buy | Spouse | $15K - $50K | 26 DEC 2025 | 15 JAN 2026 +20d delay | — | |