|  NEW WORLD FUND INC CLASS R-6 | 44 | Sell | Joint | $1K - $15K | 20 NOV 2025 | 24 AUG 2026 +277d delay | +14.5% | |
| | 92 | Buy | Child | $1K - $15K | 20 NOV 2025 | 8 DEC 2025 +18d delay | +15.2% | |
| | 97 | Buy | Spouse | $15K - $50K | 20 NOV 2025 | 9 DEC 2025 +19d delay | -4.2% | |
| | 92 | Sell | Spouse | $1K - $15K | 20 NOV 2025 | 8 DEC 2025 +18d delay | +26.7% | |
| S— Seattle WA Muni Light & Pw Ser C Rev 5% due 9/1/26 [GS] | — | Sell | Spouse | $50K - $100K | 20 NOV 2025 | 9 DEC 2025 +19d delay | — | |
| | 92 | Sell | Spouse | $1K - $15K | 20 NOV 2025 | 8 DEC 2025 +18d delay | +20.2% | |
| | 92 | Sell | Spouse | $1K - $15K | 20 NOV 2025 | 8 DEC 2025 +18d delay | +363.7% | |
| | 84 | Buy | Self | $1K - $15K | 20 NOV 2025 | 15 DEC 2025 +25d delay | -27.1% | |
|  Hyster-Yale Materials Handling Inc | 99 | Buy | Self | $15K - $50K | 20 NOV 2025 | 2 DEC 2025 +12d delay | +35.7% | |
| | 92 | Sell | Child | $1K - $15K | 20 NOV 2025 | 8 DEC 2025 +18d delay | — | |
| | 97 | Buy | Spouse | $100K - $250K | 20 NOV 2025 | 9 DEC 2025 +19d delay | — | |
| LII Linden Structured Capital Fd (II) | 97 | Buy | Spouse | $1K - $15K | 20 NOV 2025 | 9 DEC 2025 +19d delay | — | |
| | 94 | Buy | Self | $100K - $250K | 20 NOV 2025 | 10 DEC 2025 +20d delay | -22.2% | |
| | 84 | Buy | Self | $1K - $15K | 20 NOV 2025 | 15 DEC 2025 +25d delay | +47.1% | |
| | 94 | Buy | Self | $100K - $250K | 20 NOV 2025 | 10 DEC 2025 +20d delay | -22.2% | |
| | 92 | Sell | Child | $1K - $15K | 20 NOV 2025 | 8 DEC 2025 +18d delay | +26.7% | |
| ARNWAX American Funds - New World Fund Inc Class R-1 Sh | 44 | Sell | Joint | $1K - $15K | 20 NOV 2025 | 8 DEC 2025 +18d delay | — | |
|  Mitsubishi UFJ Financial Group Inc | 84 | Buy | Self | $1K - $15K | 20 NOV 2025 | 15 DEC 2025 +25d delay | +58.3% | |
| K— Kent Street Group LLC [OI] | — | Buy | Spouse | $15K - $50K | 20 NOV 2025 | 11 DEC 2025 +21d delay | — | |
| GGEM Goldman Sachs ActiveBeta Emerging Markets Equity E | 44 | Sell | Joint | $1K - $15K | 20 NOV 2025 | 24 AUG 2026 +277d delay | +28.9% | |
| | 44 | Sell | Joint | $1K - $15K | 20 NOV 2025 | 24 AUG 2026 +277d delay | +21.4% | |
| | 97 | Buy | Spouse | $15K - $50K | 20 NOV 2025 | 9 DEC 2025 +19d delay | +23.4% | |
| | 92 | Sell | Child | $1K - $15K | 20 NOV 2025 | 8 DEC 2025 +18d delay | +1.6% | |
| | 84 | Buy | Self | $50K - $100K | 20 NOV 2025 | 15 DEC 2025 +25d delay | +44.3% | |
| | 81 | Sell | Self | $15K - $50K | 20 NOV 2025 | 19 DEC 2025 +29d delay | +36.9% | |