| C— Connecticut St SPL Tax 5.00% 01/01/37 [GS] | — | Buy | Joint | $15K - $50K | 22 OCT 2025 | 2 NOV 2025 +11d delay | — | |
| | 97 | Sell | Spouse | $100K - $250K | 22 OCT 2025 | 10 NOV 2025 +19d delay | +32.4% | |
| | — | Buy | Spouse | $100K - $250K | 22 OCT 2025 | 1 DEC 2025 +40d delay | — | |
| | 99 | Sell | Self | $50K - $100K | 22 OCT 2025 | 12 NOV 2025 +21d delay | -11.7% | |
| | 92 | Sell | Spouse | $1K - $15K | 22 OCT 2025 | 6 NOV 2025 +15d delay | +370.5% | |
| | 8 | Buy | Child | $15K - $50K | 22 OCT 2025 | 4 NOV 2025 +13d delay | +13.6% | |
| T— TEXAS ST DB 5% 10/01/33 (AO) | 92 | Buy | Child | $1K - $15K | 22 OCT 2025 | 6 NOV 2025 +15d delay | — | |
| A— ALPHABET INC. CMN CLASS C | 92 | Sell | Spouse | $1K - $15K | 22 OCT 2025 | 6 NOV 2025 +15d delay | — | |
| | 8 | Sell | Child | $1K - $15K | 22 OCT 2025 | 4 NOV 2025 +13d delay | -14.2% | |
| | 65 | Sell | Joint | $1K - $15K | 22 OCT 2025 | 14 NOV 2025 +23d delay | -9.1% | |
|  International Business Machines | 82 | Buy | Self | $1K - $15K | 22 OCT 2025 | 13 JAN 2026 +83d delay | -17.0% | |
|  Alexandria Real Estate Equities Inc | 97 | Buy | Spouse | $100K - $250K | 22 OCT 2025 | 10 NOV 2025 +19d delay | -29.9% | |
| | 73 | Sell | Spouse | $1K - $15K | 22 OCT 2025 | 4 NOV 2025 +13d delay | -4.9% | |
| | 8 | Buy | Child | $1K - $15K | 22 OCT 2025 | 4 NOV 2025 +13d delay | +13.9% | |
| | 84 | Buy | Self | $1K - $15K | 21 OCT 2025 | 18 NOV 2025 +28d delay | +4.4% | |
| C— COOPER COS INC/THE (CMN) | 92 | Buy | Child | $1K - $15K | 21 OCT 2025 | 6 NOV 2025 +16d delay | — | |
| WGLDM World Gold Tr SPDR (GLDM) | 57 | Sell | Joint | $1K - $15K | 21 OCT 2025 | 14 NOV 2025 +24d delay | +13.6% | |
|  Mitsubishi Heavy Industries Ltd. | 84 | Buy | Self | $1K - $15K | 21 OCT 2025 | 18 NOV 2025 +28d delay | -4.7% | |
|  Alibaba Group Holding Ltd | 84 | Buy | Self | $1K - $15K | 21 OCT 2025 | 18 NOV 2025 +28d delay | -30.6% | |
| | 84 | Buy | Self | $1K - $15K | 21 OCT 2025 | 18 NOV 2025 +28d delay | +40.6% | |
|  PNC Financial Services Group Inc | 65 | Sell | Joint | $1K - $15K | 21 OCT 2025 | 14 NOV 2025 +24d delay | +36.3% | |
| | 65 | Buy | Joint | $1K - $15K | 21 OCT 2025 | 5 AUG 2026 +288d delay | +8.8% | |
| A— AON PUBLIC LIMITED COMPANY CMN CLASS A | 92 | Buy | Spouse | $1K - $15K | 21 OCT 2025 | 6 NOV 2025 +16d delay | — | |
| C— CLARKSVILLE TENN GO Rate/Coupon: 5% Matures: 01/01/2032 | 3 | Buy | Spouse | $100K - $250K | 21 OCT 2025 | 7 NOV 2025 +17d delay | — | |
| SMDYV SPDR Ser Tr S&P Mid Cap Value (MDYV) | 57 | Sell | Joint | $1K - $15K | 21 OCT 2025 | 14 NOV 2025 +24d delay | +14.4% | |