| S— Santa Clara County, CA, Financing Authority Bonds [GS] | 84 | Sell | Self | $250K - $500K | 30 SEP 2025 | 10 OCT 2025 +10d delay | — | |
| D— DFA EMERGING MARKETS CORE EQUITY PORTFOLIO INSTITUTIONAL (CLASS) | 97 | Buy | Spouse | $15K - $50K | 30 SEP 2025 | 10 OCT 2025 +10d delay | — | |
|  Mitsubishi Heavy Industries Ltd. | 84 | Buy | Self | $1K - $15K | 30 SEP 2025 | 10 OCT 2025 +10d delay | +3.8% | |
| L— LONDON STOCK EXCHG-UNSP (ADR) | 97 | Buy | Spouse | $15K - $50K | 30 SEP 2025 | 10 OCT 2025 +10d delay | — | |
| | — | Sell | Spouse | $15K - $50K | 30 SEP 2025 | 24 OCT 2025 +24d delay | — | |
| | 84 | Buy | Self | $1K - $15K | 30 SEP 2025 | 10 OCT 2025 +10d delay | +6.6% | |
| E— Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock (EFC$D) [ST] | 35 | Buy | Self | $1K - $15K | 30 SEP 2025 | 6 OCT 2025 +6d delay | — | |
| O— Oakland, CA GO Bonds [GS] | 84 | Sell | Self | $50K - $100K | 30 SEP 2025 | 10 OCT 2025 +10d delay | — | |
| D— DFA EMERGING MARKETS CORE EQUITY PORTFOLIO INSTITUTIONAL (CLASS) | 97 | Buy | Joint | $1K - $15K | 30 SEP 2025 | 10 OCT 2025 +10d delay | — | |
| D— DECKERS OUTDOORS CORP (CMN) | 92 | Sell | Spouse | $1K - $15K | 30 SEP 2025 | 3 OCT 2025 +3d delay | — | |
| | 84 | Sell | Self | $1K - $15K | 30 SEP 2025 | 10 OCT 2025 +10d delay | -22.9% | |
| VVTEB VANGUARD MUNI BD TAX-EXEMPT (ETF) | 97 | Buy | Spouse | $100K - $250K | 30 SEP 2025 | 10 OCT 2025 +10d delay | +1.3% | |
| | 84 | Buy | Self | $1K - $15K | 30 SEP 2025 | 10 OCT 2025 +10d delay | +38.2% | |
| L— LINDA M MCCAUL 2005 GST EXEMPT DESC (TRUST) | 97 | Buy | Spouse | $1K - $15K | 30 SEP 2025 | 10 OCT 2025 +10d delay | — | |
| V— VANGUARD TOTAL STOCK MARKET INDEX FUND INSTITUTIONAL (SHARES) | 97 | Buy | Spouse | $1K - $15K | 30 SEP 2025 | 10 OCT 2025 +10d delay | — | |
| M— MORGAN STANLEY FINANCE LLC LINKED TO BASKET OF INDICES | 92 | Sell | Child | $15K - $50K | 30 SEP 2025 | 3 OCT 2025 +3d delay | — | |
| C— CLIFFWATER ENHANCED LENDING (FUND) | 97 | Buy | Spouse | $500K - $1M | 30 SEP 2025 | 10 OCT 2025 +10d delay | — | |
| | — | Sell | Spouse | $1K - $15K | 30 SEP 2025 | 24 OCT 2025 +24d delay | — | |
| | 84 | Sell | Self | $15K - $50K | 30 SEP 2025 | 10 OCT 2025 +10d delay | +21.7% | |
| | 84 | Buy | Self | $1K - $15K | 30 SEP 2025 | 10 OCT 2025 +10d delay | -25.6% | |
| A— ASML HOLDING NV-NY REG (SHS) | 97 | Sell | Spouse | $1K - $15K | 30 SEP 2025 | 10 OCT 2025 +10d delay | — | |
| C— Cliffwater Corporate Lending Fund | 97 | Buy | Spouse | $250K - $500K | 30 SEP 2025 | 10 OCT 2025 +10d delay | — | |
| | 84 | Sell | Self | $1K - $15K | 30 SEP 2025 | 10 OCT 2025 +10d delay | -27.1% | |
| L— LLM FAMILY INVESTMENTS (LP) | 97 | Buy | Spouse | $500K - $1M | 30 SEP 2025 | 10 OCT 2025 +10d delay | — | |
| | 84 | Buy | Self | $1K - $15K | 30 SEP 2025 | 10 OCT 2025 +10d delay | +17.5% | |