LPL Financial LLC
About LPL Financial LLC’s 13F portfolio
LPL Financial LLC is an institutional investment manager that discloses its US-listed holdings each quarter through an SEC Form 13F filing. As of , LPL Financial LLC reported $444.6B across 5,996 US-listed positions (). Its largest position is ISHARES TR (IVV) at 2.5% of the reported book, and its ten biggest holdings make up 14% of the portfolio. Browse every manager in the fund managers directory, or see the legendary investors we track on the superinvestors page.
| # | Stock | Price | % of portfolio | Shares | Value |
|---|---|---|---|---|---|
| 1 |  NYSE Arca: IVV ISHARES TR | $769.65 +0.00% | 2.5% | 14.8M | $11.1B |
| 2 |  NASDAQ: QQQ INVESCO QQQ TR | $711.37 +0.09% | 1.8% | 10.6M | $7.8B |
| 3 |  NYSE Arca: SPY STATE STR SPDR S&P 500 ETF T | $766.08 +0.02% | 1.7% | 9.9M | $7.4B |
| 4 |  NASDAQ: AAPL APPLE INC | $313.45 +1.15% | 1.6% | 24.3M | $7.0B |
| 5 |  NASDAQ: NVDA NVIDIA CORPORATION | $209.66 −1.59% | 1.5% | 34.3M | $6.9B |
| 6 |  NYSE Arca: SPYM SPDR SERIES TRUST | $90.17 +0.02% | 1.3% | 63.4M | $5.6B |
| 7 |  NYSE Arca: SPYG SPDR SERIES TRUST | $120.00 −0.12% | 1.1% | 40.6M | $4.8B |
| 8 |  Cboe BZX: IEFA ISHARES TR | $100.96 −0.44% | 1.0% | 47.8M | $4.6B |
| 9 |  NYSE Arca: VOO VANGUARD INDEX FDS | $704.20 +0.03% | 1.0% | 6.6M | $4.5B |
| 10 |  NASDAQ: AMZN AMAZON COM INC | $260.28 −0.30% | 0.9% | 17.1M | $4.1B |
| 11 |  NASDAQ: MSFT MICROSOFT CORP | $496.37 +0.95% | 0.9% | 10.8M | $4.0B |
| 12 |  NYSE Arca: CGDV CAPITAL GROUP DIVIDEND VALUE | $50.28 +0.30% | 0.9% | 81.1M | $4.0B |
| 13 |  NYSE Arca: IEMG ISHARES INC | $81.85 −0.05% | 0.9% | 48.1M | $4.0B |
| 14 |  NYSE Arca: VTI VANGUARD INDEX FDS | $378.23 +0.02% | 0.9% | 10.3M | $3.8B |
| 15 |  Cboe BZX: GOVT ISHARES TR | $22.55 −0.09% | 0.8% | 162.6M | $3.7B |
| 16 |  NASDAQ: QQQM INVESCO EXCH TRADED FD TR II | $292.90 +0.08% | 0.8% | 11.7M | $3.6B |
| 17 |  NYSE Arca: DYNF BLACKROCK ETF TRUST | $69.13 +0.10% | 0.7% | 48.8M | $3.3B |
| 18 |  NASDAQ: GOOGL ALPHABET INC | $342.00 −1.43% | 0.7% | 9.1M | $3.3B |
| 19 |  NYSE Arca: SPYV SPDR SERIES TRUST | $63.70 +0.17% | 0.7% | 52.0M | $3.2B |
| 20 |  NYSE Arca: XLK SELECT SECTOR SPDR TR | $182.84 +0.61% | 0.7% | 15.8M | $3.0B |
| 21 |  NYSE Arca: IVW ISHARES TR | $138.61 −0.14% | 0.7% | 21.6M | $3.0B |
| 22 |  Cboe BZX: QUAL ISHARES TR | $223.82 −0.11% | 0.7% | 13.3M | $2.9B |
| 23 |  NASDAQ: VONV VANGUARD SCOTTSDALE FDS | $113.37 +0.09% | 0.6% | 27.1M | $2.9B |
| 24 |  NYSE Arca: VUG VANGUARD INDEX FDS | $87.41 +0.01% | 0.6% | 33.4M | $2.9B |
| 25 |  NASDAQ: IUSB ISHARES TR | $45.66 −0.13% | 0.6% | 62.2M | $2.9B |
Showing 1–25 of 500 positions on this page — of 5,996 total reported in this 13F. Positions beyond the first 500 are not yet available on this page.
- Technology7.9%
- Financial Services2.8%
- Communication Services2.0%
- Consumer Cyclical1.7%
- Industrials1.7%
- Healthcare1.6%
- Consumer Defensive1.0%
- Energy0.6%
- Utilities0.3%
- Basic Materials0.3%
- Real Estate0.1%
- AddedIVVISHARES TR+27.6%$11.1B
- AddedQQQINVESCO QQQ TR+0.5%$7.8B
- AddedAAPLAPPLE INC+2.4%$7.0B
- AddedNVDANVIDIA CORPORATION+2.4%$6.9B
- AddedSPYMSPDR SERIES TRUST+8.0%$5.6B
- AddedSPYGSPDR SERIES TRUST+2.0%$4.8B
- AddedIEFAISHARES TR+3.8%$4.6B
- AddedVOOVANGUARD INDEX FDS+3.5%$4.5B
- AddedAMZNAMAZON COM INC+2.1%$4.1B
- AddedMSFTMICROSOFT CORP+4.1%$4.0B
- ReducedSPYSTATE STR SPDR S&P 500 ETF T−0.6%$7.4B
- ReducedIEMGISHARES INC−8.0%$4.0B
- ReducedVTIVANGUARD INDEX FDS−0.2%$3.8B
- ReducedQUALISHARES TR−17.5%$2.9B
- ReducedMBBISHARES TR−3.1%$2.6B
- ReducedIJRISHARES TR−1.9%$2.4B
- ReducedIVEISHARES TR−8.3%$2.2B
- ReducedIJHISHARES TR−0.5%$1.8B
- ReducedJPMJPMORGAN CHASE & CO−2.6%$1.7B
- ReducedGLDSPDR GOLD TR−5.5%$1.6B
Companies where this manager has disclosed a stake of more than 5% of a class of shares, as reported to the SEC on Schedule 13D (activist) or 13G (passive). Figures are as disclosed in each filing — tap a date to open the source document.
| # | Stock | Type | % of class | Shares | Filed |
|---|---|---|---|---|---|
| 1 |  ESMC Escalon Medical Corp. | 13G | 7.9% | 587K | Filed 09 APR 2026 |
| 2 |  PCF High Income Securities Fund | 13G | 7.2% | 1.3M | Filed 09 JAN 2026 |
| 3 |  TOFB Tofutti Brands Inc. | 13G | 5.2% | 266K | Filed 06 JUL 2026 |
Showing all 3 disclosed stakes.
Reading LPL Financial LLC’s 13F portfolio
LPL Financial LLC’s $444.6B 13F book is spread across 5,996 reported positions and is broadly diversified — the ten largest names are just 14% of the portfolio. Spread this wide across 5,996 names, no single position dominates, which is typical of large, index-oriented mandates that track broad market exposure. Its five largest positions are IVV, QQQ, SPY, AAPL and NVDA, led by ISHARES TR (IVV) at 2.5% of the portfolio. The heaviest sector exposure is Technology (8%), then Financial Services (3%).
What LPL Financial LLC changed last quarter
Between 2026-03-31 and Q2 2026, LPL Financial LLC was a net buyer: it opened 393 new positions and added to 3,453 more, while trimming 2,065 and closing 169 outright. Against a 5,996-name book, that is moderate turnover, pointing to steady rotation within the portfolio. Its largest new or increased position was ISHARES TR (IVV), and its biggest reduction was STATE STR SPDR S&P 500 ETF T (SPY).
What a 13F does and doesn’t reveal
A 13F captures only LPL Financial LLC’s long positions in US-listed stocks at a single quarter-end, so it is best read as a lagged snapshot rather than a live portfolio. It won’t show shorts, cash, bonds, or holdings listed outside the US, and it never reveals the price paid or the reasoning behind a trade. The signal is in the pattern over time: which names LPL Financial LLC is building up, trimming, or exiting, and how concentrated the book stays from quarter to quarter.
Frequently asked questions
What is an SEC 13F filing?
A Form 13F is a report that every institutional investment manager with at least $100 million in US-listed securities must file with the SEC within 45 days of each quarter's end. It lists the manager's long positions in US-listed stocks and certain options, with the share count and market value of each. LPL Financial LLC's profile on this page is built directly from those filings.
How current is the 13F data on LPL Financial LLC's page?
It reflects LPL Financial LLC's most recently filed 13F, currently the quarter ending Q2 2026. Because managers have up to 45 days after a quarter closes to file, a 13F is always a slightly lagged view rather than a live portfolio. When LPL Financial LLC files its next quarterly report, this page refreshes automatically.
Can I see LPL Financial LLC's complete list of holdings?
This page highlights LPL Financial LLC's largest positions rather than all 5,996 names in the filing. The complete, position-by-position 13F is public and available from the SEC's EDGAR database under LPL Financial LLC's filings.
Does a 13F show everything LPL Financial LLC owns?
No. A 13F only covers long positions in US-listed stocks and certain options. It leaves out short positions, cash, bonds, commodities, foreign-listed stocks, and private holdings, so it is a partial view of LPL Financial LLC's book rather than its full strategy or total assets.
Is 13F data investment advice?
No. Everything here is educational. 13F positions are disclosed with a delay, cover only long US-listed holdings, and never explain why LPL Financial LLC made a trade or at what price. Treat it as a research lens, not a recommendation, and speak with a licensed financial advisor before making investment decisions.
Not investment advice. Holdings data comes from public SEC Form 13F filings, which are filed with a delay of up to 45 days and may be amended later. It describes historical, disclosed positions in US-listed securities only, meaning no shorts, cash, or foreign holdings, and it is not a recommendation. Always do your own research and speak with a licensed financial advisor before making investment decisions.